Founded by a former SEBI Officer, REGSTREET is a corporate and financial sector regulatory law firm of India. The Firm provides quality legal solutions in the law relating to financial regulators - SEBI (capital & commodities), RBI (banking), IRDAI (insurance), IBBI (insolvency & bankruptcy), PFRDA (Pension Funds), and their Appellate Tribunal / Courts. It also assists in formation, recognition and registration of new intermediaries, products and services.
Regstreet regularly represents its clients before SEBI Chairman / Whole Time Members, Adjudicating Officers, Stock Exchanges, Securities Appellate Tribunal (SAT), NCLT, IRDAI and RBI. It also advises on issues relating to intermediaries such as Merchant Bankers, Stock Brokers, Investment Advisors, AIFs, FPIs, NBFCs, in regulatory investigations and for taking approvals for change in management / control, in cross-border mergers, insolvency, takeovers, IPOs, private placement and product approvals.
The Firm starts assisting clients from the stage of providing information to regulator and also advises during the investigation, show cause notice, inquiries, settlement stage until the matter is finally resolved.
The firm has also represented the Insurance Regulator IRDAI, National Commodity Derivatives Exchange (NCDEX) before SAT. Clientele of Regstreet includes Stock Exchanges, Listed Companies, Promoters, Insurers, Banks, Mutual Funds, Fund Managers, Key Executives of Companies, Repositories, NBFCs, Intermediaries, HNIs, and Stakeholders. Being lawyers for both Regulators and those Regulated, it provides opinion and inputs to both with respect to policies.
Regstreet has successfully defended its clients including in the cases of insider trading, securities fraud, deemed public issues, non- disclosures of regulatory norms, siphoning of funds and unregistered activities. The firm has also conducted internal investigations for corporates while preparing a compliance report with recommendations for improvement. The firm has also sought and obtained exemptions & clarifications from Regulators on various issues. The firm handles multifaceted regulatory and transactional issues, represents clients in legislative matters and provides inputs during policy formation before Ministry of Finance, MCA, and Regulators.
Regstreet is known to advise and assist clients on complex issues in the securities market such as unauthorized transactions and corporate governance related issues, dealing with whistleblowers, insider trading, takeovers, delisting, securities fraud, commodity derivatives, cross-country investigations by securities regulators etc.
The firm also coordinates with think tanks and industry bodies such as FICCI, CII, ANMI, BCC, ASSOCHAM, Association of Investment Bankers of India (AIBI), Association of Mutual Funds in India (AMFI), Indian Merchants' Chambers (IMC) and NASSCOM. It also supports clients in due diligence, listing, disclosures, enforcement, and various legal and regulatory compliance.